Kau Yee Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kau Yee Chan (陳裘義), a licensed Responsible Officer with CE reference BQL238. Currently licensed at 1 firm(s): LC Management (International) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 1.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LC Management (International) Limited 君聯管理(國際)有限公司 |
RO | Type 4 - Advising on securities | 2024-12-09 | present |
| LC Management (International) Limited 君聯管理(國際)有限公司 |
RO | Type 9 - Asset management | 2024-12-09 | present |
| LC Management (International) Limited 君聯管理(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2024-11-25 | 2024-12-09 |
| LC Management (International) Limited 君聯管理(國際)有限公司 |
Rep | Type 9 - Asset management | 2024-11-25 | 2024-12-09 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Kau Yee Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Rui Chen | LC Management (International) Limited | 2024–present |
| Hao Ouyang | LC Management (International) Limited | 2024–present |
| Wing Chan | LC Management (International) Limited | 2024–present |
| Piau Voon Wang | LC Management (International) Limited | 2024–2025 |