Xiaoxia Wu
吳晓霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxia Wu (吳晓霞), a licensed former licensee with CE reference BQK817. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-05 | 2024-12-16 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-05 | 2024-12-16 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-07-05 | 2024-12-16 |