Herman Michael Sanne
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herman Michael Sanne ( ), a licensed former licensee with CE reference BQG532. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2023-09-18 | 2025-05-15 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-24 | 2025-05-15 |
| Macquarie Asia Securities Limited |
Rep | Type 1 - Dealing in securities | 2020-10-19 | 2021-12-10 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-19 | 2021-12-10 |