Ka Yiu (SFC:BQG360) Lam
林嘉耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yiu (SFC:BQG360) Lam (林嘉耀), a licensed former licensee with CE reference BQG360. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-14 | 2022-07-29 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-14 | 2022-07-29 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-10-14 | 2022-07-29 |