Shun On Yip

葉崇安
CE No. BQE583 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shun On Yip (葉崇安), a licensed former licensee with CE reference BQE583. This person has 3.9 years of SFC licence history. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 1 - Dealing in securities 2022-01-06 2024-11-13
China International Capital Corporation Hong Kong Futures Limited
中國國際金融香港期貨有限公司
Rep Type 2 - Dealing in futures contracts 2022-01-06 2024-11-13
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 4 - Advising on securities 2022-01-06 2024-11-13
LBN Advisers Limited
利邦投資顧問有限公司
Rep Type 9 - Asset management 2020-10-28 2021-11-24

Worked alongside

The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Shun On Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
Lai Ling Co LBN Advisers Limited 2020–2021
Benjamin Sam Kit Chang LBN Advisers Limited 2020–2021
Angus Ming Tung Wu LBN Advisers Limited 2020–2021

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