Yunze Xie
謝昀澤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yunze Xie (謝昀澤), CE reference BQC380. Currently licensed at 1 firm(s): Citadel Asia Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citadel Asia Limited | Rep | Type 1 — Dealing in securities | 2022-08-02 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-29 | 2022-07-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-29 | 2022-07-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-09-29 | 2022-07-15 |