Brian Henry Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Henry Lee ( ), a licensed former licensee with CE reference BQC264. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-01-11 | 2023-04-21 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-23 | 2023-04-21 |