Ruofan Wu
吳若凡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruofan Wu (吳若凡), a licensed former licensee with CE reference BQB036. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2021-12-23 | 2023-11-28 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2021-12-23 | 2023-11-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-28 | 2023-11-28 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2020-08-28 | 2023-11-28 |