Joe Him Thomas Ng
吳祖謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joe Him Thomas Ng (吳祖謙), a licensed former licensee with CE reference BQA890. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-11-23 | 2021-06-21 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-20 | 2021-06-21 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-20 | 2021-06-21 |