Hiu Yan Tang
鄧曉欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Yan Tang (鄧曉欣), a licensed former licensee with CE reference BQA523. This person has 2.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-27 | 2023-07-06 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-02-27 | 2023-07-06 |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 4 - Advising on securities | 2022-03-09 | 2022-08-31 |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 9 - Asset management | 2022-03-09 | 2022-08-31 |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-10 | 2022-08-31 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-21 | 2021-08-16 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-21 | 2021-08-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hiu Yan Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.