Yanming (SFC:BPY788) Liu
劉彦明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanming (SFC:BPY788) Liu (劉彦明), CE reference BPY788. Currently licensed at 1 firm(s): CMBC Securities Company Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-05-28 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 — Advising on securities | 2024-05-28 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-26 | 2024-05-28 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-26 | 2024-05-28 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-01 | 2024-03-28 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 4 — Advising on securities | 2021-11-01 | 2024-03-28 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-21 | 2021-11-01 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-21 | 2021-11-01 |