Shang Wu
吳尚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shang Wu (吳尚), a licensed former licensee with CE reference BPY402. This person has 1.0 year of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-06 | 2021-07-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-06 | 2021-07-26 |