Shang Wu
吳尚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shang Wu (吳尚), a licensed former licensee with CE reference BPY402. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-06 | 2021-07-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-06 | 2021-07-26 |