Yang (SFC:BPU782) Liu
劉洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BPU782) Liu (劉洋), a licensed former licensee with CE reference BPU782. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rongchong Finance Management Limited 榮昌金融管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-10 | 2021-08-10 |
| Rongchong Finance Management Limited 榮昌金融管理有限公司 |
RO | Type 4 — Advising on securities | 2020-11-10 | 2021-08-10 |
| Rongchong Finance Management Limited 榮昌金融管理有限公司 |
RO | Type 9 — Asset management | 2020-11-10 | 2021-08-10 |
| Rongchong Finance Management Limited 榮昌金融管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-18 | 2020-11-10 |
| Rongchong Finance Management Limited 榮昌金融管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-18 | 2020-11-10 |
| Rongchong Finance Management Limited 榮昌金融管理有限公司 |
Rep | Type 9 — Asset management | 2020-08-18 | 2020-11-10 |