Yang Liu
劉洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Liu (劉洋), a licensed former licensee with CE reference BPU782. This person has 1.0 year of SFC licence history. Total licence records on file: 6.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rongchong Finance Management Limited 榮昌金融管理有限公司 |
RO | Type 1 - Dealing in securities | 2020-11-10 | 2021-08-10 |
| Rongchong Finance Management Limited 榮昌金融管理有限公司 |
RO | Type 4 - Advising on securities | 2020-11-10 | 2021-08-10 |
| Rongchong Finance Management Limited 榮昌金融管理有限公司 |
RO | Type 9 - Asset management | 2020-11-10 | 2021-08-10 |
| Rongchong Finance Management Limited 榮昌金融管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-18 | 2020-11-10 |
| Rongchong Finance Management Limited 榮昌金融管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-18 | 2020-11-10 |
| Rongchong Finance Management Limited 榮昌金融管理有限公司 |
Rep | Type 9 - Asset management | 2020-08-18 | 2020-11-10 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Yang Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Guofeng Ye | Rongchong Finance Management Limited | 2020–2021 |
| Wai Leung Lam | Rongchong Finance Management Limited | 2020–2021 |