Scott Allan Conking
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Scott Allan Conking ( ), a licensed former licensee with CE reference BPT173. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-24 | 2022-06-29 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 4 — Advising on securities | 2020-08-24 | 2022-06-29 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 9 — Asset management | 2020-08-24 | 2022-06-29 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-17 | 2020-08-24 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-17 | 2020-08-24 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 9 — Asset management | 2020-08-17 | 2020-08-24 |