Zhuo (SFC:BPS146) Chen
陳卓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhuo (SFC:BPS146) Chen (陳卓), CE reference BPS146. Currently licensed at 1 firm(s): TIAG Securities Trading Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TIAG Securities Trading Limited | Rep | Type 1 — Dealing in securities | 2024-10-28 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-10 | 2024-06-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-05-10 | 2024-06-30 |