Colin Yi Li
李奕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Colin Yi Li (李奕), a licensed former licensee with CE reference BPR494. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-29 | 2025-08-26 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-08-18 | 2023-06-30 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-10 | 2023-06-30 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-10 | 2023-06-30 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-08-10 | 2023-06-30 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-18 | 2020-07-29 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-18 | 2020-07-29 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-05-18 | 2020-07-29 |