David Richard Joffe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Richard Joffe, a licensed former licensee with CE reference BPO495. This person has 2.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-29 | 2022-08-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-04-29 | 2022-08-01 |