Xushen Zhai
翟旭申
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xushen Zhai (翟旭申), a licensed former licensee with CE reference BPM316. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-15 | 2020-09-15 |
| COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-15 | 2020-09-15 |
| COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 |
Rep | Type 9 — Asset management | 2020-09-15 | 2020-09-15 |
| COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-15 | 2020-11-29 |
| COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 |
RO | Type 4 — Advising on securities | 2020-09-15 | 2020-11-29 |
| COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 |
RO | Type 9 — Asset management | 2020-09-15 | 2020-11-29 |