Xiaozhen (SFC:BPL193) Liu
劉肖楨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaozhen (SFC:BPL193) Liu (劉肖楨), a licensed former licensee with CE reference BPL193. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-02-18 | 2024-08-01 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-18 | 2024-08-01 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-14 | 2024-08-01 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-14 | 2022-02-08 |