Charles Wu
胡正灝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Wu (胡正灝), a licensed former licensee with CE reference BPJ222. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-11 | 2022-11-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-06-11 | 2022-11-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-17 | 2021-05-28 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-01-17 | 2021-05-28 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-01-17 | 2021-05-28 |