Yi Ying Law
羅綺盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Ying Law (羅綺盈), a licensed former licensee with CE reference BPH520. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-07-09 | 2021-07-28 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-17 | 2021-07-28 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-02 | 2021-05-19 |