Ximin Yan
嚴晞敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ximin Yan (嚴晞敏), a licensed former licensee with CE reference BPG215. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-12-22 | 2023-08-25 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-12-19 | 2020-12-31 |