Nicolas David Jones
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicolas David Jones ( ), a licensed former licensee with CE reference BPF600. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-24 | 2021-08-02 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-07-24 | 2021-08-02 |