Rikiya Fukumoto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rikiya Fukumoto ( ), a licensed former licensee with CE reference BPF372. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-04 | 2024-08-30 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2020-06-04 | 2024-08-30 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 9 — Asset management | 2020-06-04 | 2024-08-30 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-05 | 2020-06-04 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2019-12-05 | 2020-06-04 |