Thomas Kaspar Geiser
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Kaspar Geiser, a licensed former licensee with CE reference BPE294. This person has 0.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-25 | 2020-02-24 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-25 | 2020-02-24 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Kaspar Geiser during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ching Heung Ku | Vontobel Wealth Management (Hong Kong) Limited | 2019–2020 |
| Tuen Yee Angel Lin | Vontobel Wealth Management (Hong Kong) Limited | 2019–2020 |
| Alex Wai Kai Fung | Vontobel Wealth Management (Hong Kong) Limited | 2019–2020 |
| Wai Tong Lai | Vontobel Wealth Management (Hong Kong) Limited | 2019–2020 |
| Man Ling Amy Lau | Vontobel Wealth Management (Hong Kong) Limited | 2019–2020 |
| Steven Koon Ho Ng | Vontobel Wealth Management (Hong Kong) Limited | 2019–2020 |