Chen (SFC:BPD879) Zhou
周辰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:BPD879) Zhou (周辰), a licensed former licensee with CE reference BPD879. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-04-07 | 2021-04-26 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 9 — Asset management | 2020-04-07 | 2021-04-26 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-04 | 2020-04-07 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-12-04 | 2020-04-07 |