Bo (SFC:BPD375) Li
李博
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bo (SFC:BPD375) Li (李博), a licensed former licensee with CE reference BPD375. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-05 | 2020-12-31 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-14 | 2020-12-31 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 — Asset management | 2020-09-14 | 2020-12-31 |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-09 | 2020-09-07 |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2019-12-09 | 2020-09-07 |