Hai Yan
閆海
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hai Yan (閆海), CE reference BPC309. Currently licensed at 1 firm(s): Shenwan Hongyuan Research (H.K.) Limited. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-19 | present |