Xiaodong (SFC:BPC065) Liu
刘晓东
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaodong (SFC:BPC065) Liu (刘晓东), a licensed former licensee with CE reference BPC065. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-06-02 | 2024-06-17 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-04-21 | 2024-06-17 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
RO | Type 9 — Asset management | 2020-04-21 | 2024-06-17 |