Yin Yu Liu
廖燕如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Yu Liu (廖燕如), a licensed former licensee with CE reference BPB705. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-12 | 2019-11-28 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-12 | 2019-11-28 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 - Asset management | 2019-11-12 | 2019-11-28 |