Yin Yu Liu
廖燕如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Yu Liu (廖燕如), a licensed former licensee with CE reference BPB705. This person has less than 0.1 years of SFC licence history. Total licence records on file: 3.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-12 | 2019-11-28 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-12 | 2019-11-28 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 - Asset management | 2019-11-12 | 2019-11-28 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Yu Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Man Chan | Frontier Capital Management Limited | 2019 |
| Shuk Ying Au | Frontier Capital Management Limited | 2019 |
| Ziqing Zhao | Frontier Capital Management Limited | 2019 |
| Yue Zhang | Frontier Capital Management Limited | 2019 |