Kwok Wen Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wen Lee ( ), a licensed former licensee with CE reference BPB649. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-03 | 2022-11-25 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-02-03 | 2022-11-25 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-08 | 2021-01-22 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-11-08 | 2021-01-22 |