Yang (SFC:BOZ961) Song
宋陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BOZ961) Song (宋陽), a licensed former licensee with CE reference BOZ961. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-13 | 2022-07-05 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-13 | 2022-07-05 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-11-08 | 2022-07-05 |
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-01-23 | 2021-10-25 |