Charles Richardson Dowling
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Richardson Dowling, a licensed former licensee with CE reference BOZ935. This person has 4.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Flow Traders Hong Kong Limited | RO | Type 1 - Dealing in securities | 2021-02-25 | 2023-11-08 |
| Flow Traders Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2021-02-25 | 2023-11-08 |
| Flow Traders Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2019-11-11 | 2021-02-25 |
| Flow Traders Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2019-11-11 | 2021-02-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Richardson Dowling during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.