Ka Wa Lee
李嘉華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wa Lee (李嘉華), a licensed former licensee with CE reference BOZ271. This person has 3.3 years of SFC licence history. Total licence records on file: 6.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 - Asset management | 2021-09-01 | 2023-02-03 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-17 | 2023-02-03 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-17 | 2023-02-03 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-10 | 2021-07-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-09 | 2021-07-22 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-10-09 | 2021-07-22 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wa Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Nicholas John Bannerman | CBH Asia Limited | 2021–2023 |
| Zachary Tin Ying Chan | CBH Asia Limited | 2021–2023 |
| Sung Yip Chiu | CBH Asia Limited | 2021–2023 |
| Doron Huang | CBH Asia Limited | 2021–2023 |
| Tian Wen Jiing | CBH Asia Limited | 2021–2023 |
| Paula Patricia Marriott | CBH Asia Limited | 2021–2023 |
| Mung Mei Yu | CBH Asia Limited | 2021–2023 |
| Jon Patrick Dingley | CBH Asia Limited | 2021–2023 |
| Chi Man Wong | CBH Asia Limited | 2021–2023 |
| Long Yin Shek | CBH Asia Limited | 2021–2022 |
| Mia Tsz Ching Tsang | CBH Asia Limited | 2022–2023 |
| Charles Hui Chun Chui | CBH Asia Limited | 2022–2023 |
| Lo Lin | CBH Asia Limited | 2021–2022 |
| Jing Zhang | CBH Asia Limited | 2022–2023 |
| Tin Lok Wan | CBH Asia Limited | 2022–2023 |
| Bingxue Zhang | CBH Asia Limited | 2021 |
| Tsz Kin Tsang | CBH Asia Limited | 2021 |
| Ping Wang | CBH Asia Limited | 2021 |
| Anita Hoi Ying Caswell Ng | CBH Asia Limited | 2021 |