Ka Wa Lee
李嘉華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wa Lee (李嘉華), a licensed former licensee with CE reference BOZ271. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | 2021-09-01 | 2023-02-03 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-17 | 2023-02-03 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-17 | 2023-02-03 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-10 | 2021-07-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-09 | 2021-07-22 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-10-09 | 2021-07-22 |