Hui Ying Geraldine Teo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui Ying Geraldine Teo ( ), a licensed former licensee with CE reference BOX324. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-02 | 2022-05-03 |
| Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-02 | 2022-05-03 |
| Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 |
Rep | Type 9 — Asset management | 2019-12-02 | 2022-05-03 |