Sumit Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sumit Gupta, a licensed former licensee with CE reference BOW725. This person has 0.2 years of SFC licence history. Total licence records on file: 1.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MLB Asset Management Limited | Rep | Type 4 - Advising on securities | 2019-10-29 | 2020-01-05 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Sumit Gupta during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Warut Promboon | MLB Asset Management Limited | 2019–2020 |
| Chi Ho Lee | MLB Asset Management Limited | 2019–2020 |
| Chun Nang Tsui | MLB Asset Management Limited | 2019–2020 |
| Christopher Tze Chern Wee | MLB Asset Management Limited | 2019–2020 |
| Steven Hoi-Bun Ng | MLB Asset Management Limited | 2019–2020 |
| Lai Fong Chau | MLB Asset Management Limited | 2019–2020 |