Xin (SFC:BOW534) Tong
童心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin (SFC:BOW534) Tong (童心), a licensed former licensee with CE reference BOW534. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-24 | 2024-09-15 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-08-24 | 2024-09-15 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-02 | 2021-05-31 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-12-02 | 2021-05-31 |