Nga Ki Yiu
姚雅琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nga Ki Yiu (姚雅琪), a licensed former licensee with CE reference BOT989. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-13 | 2021-07-23 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-13 | 2021-07-23 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | 2019-09-13 | 2021-07-23 |