Shuk Yi Katie Tam
譚淑怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Yi Katie Tam (譚淑怡), a licensed former licensee with CE reference BOT972. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Institutional Trust Services (Asia) Limited 滙豐機構信託服務(亞洲)有限公司 |
Rep | Type 13 — Providing depositary services for relevant CIS | 2024-10-02 | 2025-05-09 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-10 | 2019-09-24 |