Shuk Yi Katie Tam
譚淑怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Yi Katie Tam (譚淑怡), a licensed former licensee with CE reference BOT972. This person has 0.6 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Institutional Trust Services (Asia) Limited 滙豐機構信託服務(亞洲)有限公司 |
Rep | Type 13 - Providing depositary services for relevant CIS | 2024-10-02 | 2025-05-09 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-10 | 2019-09-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuk Yi Katie Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.