Shiwei (SFC:BOT898) Lu
盧師維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiwei (SFC:BOT898) Lu (盧師維), a licensed former licensee with CE reference BOT898. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-06 | 2022-08-11 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-06 | 2022-08-11 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-09-06 | 2022-08-11 |