Richard James Taylor
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard James Taylor ( ), a licensed former licensee with CE reference BOT769. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-24 | 2019-11-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-24 | 2019-11-22 |