Wenfeng (SFC:BOT632) Li
李雯鳳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenfeng (SFC:BOT632) Li (李雯鳳), a licensed former licensee with CE reference BOT632. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-12 | 2024-08-06 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-12 | 2024-08-06 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-12 | 2024-08-06 |