Adam Rix
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Rix ( ), a licensed former licensee with CE reference BOT524. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-11 | 2021-08-15 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 9 — Asset management | 2019-09-11 | 2021-08-15 |