Xin (SFC:BOT305) Shen
沈欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin (SFC:BOT305) Shen (沈欣), a licensed former licensee with CE reference BOT305. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-02 | 2020-10-16 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-02 | 2020-10-16 |