Xin (SFC:BOS462) Sun

孫昕
CE No. BOS462 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin (SFC:BOS462) Sun (孫昕), a licensed former licensee with CE reference BOS462. Total licence records on file: 17.

Licence history

FirmRoleRegulated activityFromTo
DaoDe Investment (HK) Asset Management Limited
道得投資(香港)資產管理有限公司
RO Type 4 — Advising on securities 2025-09-17 2025-12-11
DaoDe Investment (HK) Asset Management Limited
道得投資(香港)資產管理有限公司
RO Type 9 — Asset management 2025-09-17 2025-12-11
Easy Fund Management Company Limited
易昇基金管理有限公司
RO Type 4 — Advising on securities 2023-11-14 2025-04-30
Easy Fund Management Company Limited
易昇基金管理有限公司
RO Type 9 — Asset management 2023-11-14 2025-04-30
Easy Fund Management Company Limited
易昇基金管理有限公司
Rep Type 4 — Advising on securities 2023-11-02 2023-11-14
Easy Fund Management Company Limited
易昇基金管理有限公司
Rep Type 9 — Asset management 2023-11-02 2023-11-14
JA Securities Limited
金奧證券有限公司
RO Type 9 — Asset management 2022-12-06 2023-03-31
JA Securities Limited
金奧證券有限公司
RO Type 1 — Dealing in securities 2022-08-01 2023-03-31
JA Securities Limited
金奧證券有限公司
RO Type 4 — Advising on securities 2022-08-01 2023-03-31
JA Securities Limited
金奧證券有限公司
Rep Type 1 — Dealing in securities 2022-04-12 2022-08-01
JA Securities Limited
金奧證券有限公司
Rep Type 4 — Advising on securities 2022-04-12 2022-08-01
Carnegie Hill Capital Partners Limited
衡山證券資產管理有限公司
RO Type 1 — Dealing in securities 2021-08-27 2022-04-01
Carnegie Hill Capital Partners Limited
衡山證券資產管理有限公司
RO Type 4 — Advising on securities 2021-08-27 2022-04-01
Carnegie Hill Capital Partners Limited
衡山證券資產管理有限公司
RO Type 9 — Asset management 2021-08-27 2022-04-01
Carnegie Hill Capital Partners Limited
衡山證券資產管理有限公司
Rep Type 1 — Dealing in securities 2021-08-19 2021-08-27
Carnegie Hill Capital Partners Limited
衡山證券資產管理有限公司
Rep Type 4 — Advising on securities 2021-08-19 2021-08-27
Carnegie Hill Capital Partners Limited
衡山證券資產管理有限公司
Rep Type 9 — Asset management 2021-08-19 2021-08-27

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