Ching Leung Shum
沈政良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Leung Shum (沈政良), a licensed former licensee with CE reference BOS303. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-11 | 2020-07-06 |
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-02-11 | 2020-07-06 |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-22 | 2020-01-17 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-22 | 2020-01-17 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-22 | 2020-01-17 |