Ching Leung Shum
沈政良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Leung Shum (沈政良), a licensed former licensee with CE reference BOS303. This person has 0.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-02-11 | 2020-07-06 |
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-02-11 | 2020-07-06 |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-22 | 2020-01-17 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-22 | 2020-01-17 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 - Asset management | 2019-08-22 | 2020-01-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ching Leung Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.