Tsai Ni Wu
吳采霓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsai Ni Wu (吳采霓), a licensed former licensee with CE reference BOS049. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 1 — Dealing in securities | 2020-10-23 | 2021-09-09 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 4 — Advising on securities | 2020-10-23 | 2021-09-09 |
| Shinhan Securities Asia Limited |
Rep | Type 1 — Dealing in securities | 2019-09-13 | 2020-10-15 |
| Shinhan Securities Asia Limited |
Rep | Type 4 — Advising on securities | 2019-09-13 | 2020-10-15 |