Gauri Sekaria
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gauri Sekaria ( ), a licensed former licensee with CE reference BOR921. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-19 | 2022-01-02 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-08-19 | 2022-01-02 |