Chloe Tak Yee Lam
林德宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chloe Tak Yee Lam (林德宜), a licensed Representative with CE reference BOR194. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2024-07-17 | present |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-03-28 | 2024-07-05 |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2023-03-28 | 2024-07-05 |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2022-06-15 | 2024-07-05 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-06 | 2022-05-13 |